Thank you for choosing to invest with FIIG Securities Limited (“FIIG”). FIIG provides you with the opportunity to buy and sell corporate, bank, and government bonds in parcels from a little as $10,000 with a minimum portfolio balance of $50,000. All FIIG services are designed to ensure you are able to choose, control and retain beneficial ownership of your investments, so ultimate control always remains where it should be, with you. Please provide all of the information requested on the following pages, relevant to your type of application. We use the information to verify your identity and establish your FIIG Client Account. Information (including client identification details and personal information) may be provided to agents appointed by FIIG to carry out relevant procedures and services, in order for FIIG and those entities to meet their obligations under the Anti-Money Laundering/Counter Terrorism Financing Act 2006. Information may also be provided in order for FIIG to meet its obligations in respect of tax reporting under the Intergovernmental Agreement (“IGA”) between the Australian and U.S. Governments, implementing the Foreign Account Tax Compliance Act (“FATCA”), dated 28 April 2014, and under the OECD’s Common Reporting Standard for Automatic Exchange of Financial Account Information (“CRS”), each as implemented into Australian law. Information gathered to meet FIIG’s obligations under the IGA and CRS may be provided to the ATO.

FIIG provides general financial product advice only. For a copy of FIIG's FSG please click here or for a copy of our disclaimer please refer to fiig.com.au/disclaimer